Form 4 for HTGC Hercules Capital, Inc.
Accepted 2022-01-18 00:00:00 ET · period of report 2022-01-13 · accession 0001562180-22-000494 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-01-18 | 2022-01-13+ | HTGC | Bluestein Scott | CEO | F - Tax | $17.71 | -13.3K | 1.10M | -1% | -$234.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-17 | F | D | 2,843 | $17.63 | 1,096,055 | D | — | — | (F2) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 17, 2022. |
| 2 | Common | Common Stock | 2022-01-13 | F | D | 10,421 | $17.73 | 1,098,898 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2022. |