Form 4 for UBER Uber
Accepted 2022-01-19 00:00:00 ET · period of report 2022-01-16 · accession 0001562180-22-000533 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-19 | 2022-01-16 | UBER | West Tony | See Remarks | M - OptEx | — | +6,475 | 190.0K | +4% | — |
| DM | 2022-01-19 | 2022-01-16 | UBER | West Tony | See Remarks | F - Tax | $41.51 | -2,827 | 187.2K | -1% | -$117.3K |
| DM | 2022-01-19 | 2022-01-16 | UBER | West Tony | See Remarks | M - OptEx | $0.00 | -6,475 | 156.0K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-16 | M | A | 1,806 | — | 185,374 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-01-16 | M | A | 4,669 | — | 190,043 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2022-01-16 | F | D | 625 | $41.51 | 189,418 | D | — | — | |
| 4 | Common | Common Stock | 2022-01-16 | F | D | 1,778 | $41.51 | 187,640 | D | — | — | |
| 5 | Common | Common Stock | 2022-01-16 | F | D | 424 | $41.51 | 187,216 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2022-01-16 | M | D | 1,806 | $0.00 | 46,946 | D | — · — to — | 1,806 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 7 | Derivative | Restricted Stock Units | 2022-01-16 | M | D | 4,669 | $0.00 | 155,970 | D | — · — to — | 4,669 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vest on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |