Form 4 for LYB LyondellBasell
Accepted 2022-02-11 00:00:00 ET · period of report 2019-03-31 · accession 0001562180-22-001424 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-02-11 | 2019-03-31+ | LYB | Buchanan Robin W.T. | Dir | P - Purchase | $82.80 | +5,595 | 51.0K | +12% | +$463.3K |
| 2022-02-11 | 2021-05-12 | LYB | Buchanan Robin W.T. | Dir | S - Sale | $110.84 | -25.0K | 27.6K | -48% | -$2.77M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Shares | 2019-06-17 | P | A | 498.25 | $85.09 | 48,623.28 | D | — | — | (F1) This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. (F2) Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person. (F3) Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022. |
| 2 | Common | Class A Ordinary Shares | 2019-09-11 | P | A | 504.19 | $85.13 | 49,127.47 | D | — | — | (F1) This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. (F2) Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person. (F3) Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022. |
| 3 | Common | Class A Ordinary Shares | 2019-12-09 | P | A | 466.56 | $93.12 | 49,594.03 | D | — | — | (F1) This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. (F2) Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person. (F3) Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022. |
| 4 | Common | Class A Ordinary Shares | 2020-03-09 | P | A | 681.33 | $64.49 | 50,275.36 | D | — | — | (F1) This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. (F2) Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person. (F3) Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022. |
| 5 | Common | Class A Ordinary Shares | 2021-12-06 | P | A | 257.24 | $88.99 | 28,264.19 | D | — | — | (F1) This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. (F2) Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person. (F3) Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022. |
| 6 | Common | Class A Ordinary Shares | 2020-09-05 | P | A | 638.72 | $71.07 | 51,617.67 | D | — | — | (F1) This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. (F2) Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person. (F3) Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022. |
| 7 | Common | Class A Ordinary Shares | 2020-12-04 | P | A | 517.66 | $88.98 | 52,135.33 | D | — | — | (F1) This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. (F2) Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person. (F3) Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022. |
| 8 | Common | Class A Ordinary Shares | 2021-03-15 | P | A | 429.84 | $108.43 | 52,565.18 | D | — | — | (F1) This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. (F2) Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person. (F3) Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022. |
| 9 | Common | Class A Ordinary Shares | 2021-05-12 | S | D | 25,000 | $110.84 | 27,565.18 | D | — | — | (F1) This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. (F3) Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022. |
| 10 | Common | Class A Ordinary Shares | 2021-06-14 | P | A | 203.70 | $109.94 | 27,768.87 | D | — | — | (F1) This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. (F2) Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person. (F3) Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022. |
| 11 | Common | Class A Ordinary Shares | 2021-09-04 | P | A | 238.07 | $95.03 | 28,006.94 | D | — | — | (F1) This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. (F2) Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person. (F3) Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022. |
| 12 | Common | Class A Ordinary Shares | 2019-03-31 | P | A | 455.46 | $87.65 | 48,125.03 | D | — | — | (F1) This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. (F2) Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person. (F3) Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022. |
| 13 | Common | Class A Ordinary Shares | 2020-06-15 | P | A | 703.59 | $63.47 | 50,978.95 | D | — | — | (F1) This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. (F2) Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person. (F3) Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022. |