Form 4 for UNTY UNITY BANCORP INC /NJ/
Accepted 2022-02-18 00:00:00 ET · period of report 2022-02-16 · accession 0001562180-22-001631 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-18 | 2022-02-16+ | UNTY | KAUCHAK JOHN J | EVP, COO | S - Sale+OE | $29.04 | -4,390 | 56.9K | -7% | -$127.5K |
| DM | 2022-02-18 | 2022-02-16+ | UNTY | KAUCHAK JOHN J | EVP, COO | M - OptEx | $7.16 | +4,390 | 57.2K | +8% | +$31.4K |
| DM | 2022-02-18 | 2022-02-16+ | UNTY | KAUCHAK JOHN J | EVP, COO | M - OptEx | $0.00 | -4,390 | 76.0K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-17 | S | D | 306 | $29.00 | 56,883 | D | — | — | (F2) 55,410 shares are held in an account at Shareworks and 1,473 are held in an account at Computershare. |
| 2 | Common | Common Stock | 2022-02-16 | M | A | 4,084 | $7.16 | 60,967 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-16 | S | D | 4,084 | $29.04 | 56,883 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $29.00 USD to $29.21 USD; the price reported above reflects the weighted average sale price. |
| 4 | Common | Common Stock | 2022-02-17 | M | A | 306 | $7.16 | 57,189 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-02-16 | M | D | 4,084 | $0.00 | 76,309 | D | $7.16 · — to 2024-03-03 | 4,084 Common Stock | (F4) Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017 |
| 6 | Derivative | Stock Option (Right to Buy) | 2022-02-17 | M | D | 306 | $0.00 | 76,003 | D | $7.16 · — to 2024-03-03 | 306 Common Stock | (F5) 76,003 stock options were granted under various dates and vesting periods of which 54,004 are currently exercisable. (F4) Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017 |