Form 4 for WCN Waste Connections, Inc.
Accepted 2022-02-23 00:00:00 ET · period of report 2022-02-18 · accession 0001562180-22-001763 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-23 | 2022-02-18+ | WCN | HARLAN MICHAEL W | Dir | M - OptEx | $0.00 | +1,080 | 8,813 | +14% | $0 |
| DM | 2022-02-23 | 2022-02-18+ | WCN | HARLAN MICHAEL W | Dir | F - Tax | $121.00 | -579 | 8,219 | -7% | -$70.1K |
| DM | 2022-02-23 | 2022-02-18+ | WCN | HARLAN MICHAEL W | Dir | M - OptEx | $0.00 | -1,080 | 0 | -100% | $0 |
| DM | 2022-02-23 | 2022-02-18 | WCN | HARLAN MICHAEL W | Dir | A - Grant | $0.00 | +1,320 | 349 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-02-18 | M | A | 486 | $0.00 | 8,480 | D | — | — | |
| 2 | Common | Common Shares | 2022-02-19 | F | D | 318 | $121.00 | 8,495 | D | — | — | (F2) For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $154.35 = US $120.995 |
| 3 | Common | Common Shares | 2022-02-19 | M | A | 594 | $0.00 | 8,813 | D | — | — | |
| 4 | Common | Common Shares | 2022-02-18 | F | D | 261 | $121.00 | 8,219 | D | — | — | (F2) For purposes of this disclosure, Canadian dollar amounts have been converted to U.S. dollars. CAN $154.35 = US $120.995 |
| 5 | Derivative | Restricted Share Units | 2022-02-18 | M | D | 486 | $0.00 | 485 | D | $0.00 · — to — | 486 Common Shares | (F5) Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 18, 2022 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date. |
| 6 | Derivative | Restricted Share Units | 2022-02-18 | A | A | 971 | $0.00 | 1,565 | D | $0.00 · — to — | 971 Common Shares | (F4) Each restricted share unit represents a contingent right to receive one share of the Issuer's common shares. Subject to the reporting person's continued service with the Issuer, the award shall vest 50% immediately on the award date and 50% on the first anniversary of the award date. |
| 7 | Derivative | Restircted Share Units | 2022-02-19 | M | D | 594 | $0.00 | 0 | D | $0.00 · — to — | 594 Common Shares | (F6) Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and have a vesting schedule of 50% immediately and 50% on the first anniversary of the award date. |
| 8 | Derivative | Deferred Share Units | 2022-02-18 | A | A | 349 | $0.00 | 349 | D | $0.00 · — to — | 349 Common Shares | (F3) One Deferred Share Unit is the economic equivalent of one common share of the Issuer. Deferred Share Units will be settled in cash upon distribution to the reporting person upon such person's retirement and generally do not expire. |