Form 4 for DBX DROPBOX, INC.
Accepted 2022-03-11 00:00:00 ET · period of report 2022-03-09 · accession 0001562180-22-002550 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-03-11 | 2022-03-09 | DBX | Houston Andrew | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | +175.0K | 675.0K | +35% | $0 |
| DI | 2022-03-11 | 2022-03-09 | DBX | Houston Andrew | CEO, Dir, 10% | G - Gift | $0.00 | -175.0K | 500.0K | -26% | $0 |
| DI | 2022-03-11 | 2022-03-09 | DBX | Houston Andrew | CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -175.0K | 72.74M | -0.2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-09 | C | A | 175,000 | $0.00 | 675,000 | I See footnote | — | — | (F1) 175,000 shares of Class B Common Stock were converted into 175,000 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. (F2) Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which the Reporting Person serves as trustee. |
| 2 | Common | Class A Common Stock | 2022-03-09 | G | D | 175,000 | $0.00 | 500,000 | I See footnote | — | — | (F2) Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which the Reporting Person serves as trustee. |
| 3 | Derivative | Class B Common Stock | 2022-03-09 | C | D | 175,000 | $0.00 | 72,738,073 | I See footnote | — · — to — | 175,000 Class A Common Stock | (F2) Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which the Reporting Person serves as trustee. (F5) The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. |