Form 4 for ZUMZ Zumiez Inc
Accepted 2022-03-16 00:00:00 ET · period of report 2022-03-14 · accession 0001562180-22-002669 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-16 | 2022-03-15 | ZUMZ | ELLIS ADAM CHRISTOPHER | Pres International | M - OptEx | — | +1,104 | 16.2K | +7% | — |
| D | 2022-03-16 | 2022-03-15 | ZUMZ | ELLIS ADAM CHRISTOPHER | Pres International | F - Tax | $41.09 | -333 | 15.0K | -2% | -$13.7K |
| DM | 2022-03-16 | 2022-03-14 | ZUMZ | ELLIS ADAM CHRISTOPHER | Pres International | A - Grant | $0.00 | +13.5K | 12.2K | New | $0 |
| D | 2022-03-16 | 2022-03-15 | ZUMZ | ELLIS ADAM CHRISTOPHER | Pres International | M - OptEx | $0.00 | -1,104 | 11.1K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-15 | M | A | 1,104 | — | 16,151 | D | — | — | (F2) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-03-15 | F | D | 333 | $41.09 | 15,047 | D | — | — | (F1) Shares withheld by Zumiez Inc. to pay taxes on restricted stock. |
| 3 | Derivative | Stock Option (Right to Buy) | 2022-03-14 | A | A | 9,058 | $0.00 | 9,058 | D | $40.46 · — to 2032-03-14 | 9,058 Common Stock | (F4) Options subject to this grant vest over a 4-year period in equal annual installments. |
| 4 | Derivative | Restricted Stock Units | 2022-03-14 | A | A | 4,448 | $0.00 | 12,200 | D | — · — to — | 4,448 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) The shares acquired represent a grant of restricted stock units that will vest over 3 years. |
| 5 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 1,104 | $0.00 | 11,096 | D | — · — to — | 1,104 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) The shares acquired represent a grant of restricted stock units that will vest over 3 years. |