Form 4 for UBER Uber
Accepted 2022-03-18 00:00:00 ET · period of report 2022-03-16 · accession 0001562180-22-002826 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-18 | 2022-03-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | — | +50.7K | 178.2K | +40% | — |
| DM | 2022-03-18 | 2022-03-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | F - Tax | $32.61 | -21.0K | 168.0K | -11% | -$686.2K |
| DM | 2022-03-18 | 2022-03-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | $0.00 | -50.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-16 | M | A | 1,806 | — | 150,495 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-03-16 | M | A | 21,213 | — | 148,689 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2022-03-16 | F | D | 317 | $32.61 | 168,710 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-16 | F | D | 9,123 | $32.61 | 169,027 | D | — | — | |
| 5 | Common | Common Stock | 2022-03-16 | F | D | 10,883 | $32.61 | 157,108 | D | — | — | |
| 6 | Common | Common Stock | 2022-03-16 | F | D | 719 | $32.61 | 167,991 | D | — | — | |
| 7 | Common | Common Stock | 2022-03-16 | M | A | 27,655 | — | 178,150 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Derivative | Restricted Stock Units | 2022-03-16 | M | D | 27,655 | $0.00 | 82,963 | D | — · — to — | 27,655 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2022 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 9 | Derivative | Restricted Stock Units | 2022-03-16 | M | D | 1,806 | $0.00 | 43,335 | D | — · — to — | 1,806 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 10 | Derivative | Restricted Stock Units | 2022-03-16 | M | D | 21,213 | $0.00 | 0 | D | — · — to — | 21,213 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) Consists of 21,213 restricted stock units (RSUs) granted to the reporting person on March 1, 2019 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |