Form 4 for UBER Uber
Accepted 2022-03-18 00:00:00 ET · period of report 2022-03-16 · accession 0001562180-22-002828 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-18 | 2022-03-16 | UBER | Chai Nelson | CFO | F - Tax | $32.61 | -108.8K | 360.6K | -23% | -$3.55M |
| DM | 2022-03-18 | 2022-03-16 | UBER | Chai Nelson | CFO | M - OptEx | — | +213.0K | 456.3K | +88% | — |
| DM | 2022-03-18 | 2022-03-16 | UBER | Chai Nelson | CFO | M - OptEx | $0.00 | -213.0K | 39.1K | -84% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-16 | F | D | 102,100 | $32.61 | 367,241 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-16 | M | A | 13,034 | — | 469,341 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2022-03-16 | M | A | 200,000 | — | 456,307 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2022-03-16 | F | D | 6,654 | $32.61 | 360,587 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-03-16 | M | D | 200,000 | $0.00 | 0 | D | — · — to — | 200,000 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 300,000 restricted stock units (RSUs) on March 3, 2020. The vesting schedule is as follows: 1/3 of the total RSUs vest on March 16, 2021 and 2/3 of the total RSUs vest on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 6 | Derivative | Restricted Stock Units | 2022-03-16 | M | D | 13,034 | $0.00 | 39,103 | D | — · — to — | 13,034 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |