InsiderTrades

Form 4 for UBER Uber

Accepted 2022-03-18 00:00:00 ET · period of report 2022-03-16 · accession 0001562180-22-002829 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2022-03-18 2022-03-16 UBER West Tony See Remarks M - OptEx — +38.7K 197.5K +24% —
DM 2022-03-18 2022-03-16 UBER West Tony See Remarks F - Tax $32.61 -19.8K 210.5K -9% -$645.7K
DM 2022-03-18 2022-03-16 UBER West Tony See Remarks M - OptEx $0.00 -38.7K 146.6K -21% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-03-16 M A 17,678 — 229,736 D — — (F1) Restricted stock units convert into common stock on a one-for-one basis.
2 Common Common Stock 2022-03-16 F D 896 $32.61 228,840 D — —
3 Common Common Stock 2022-03-16 F D 8,765 $32.61 220,075 D — —
4 Common Common Stock 2022-03-16 F D 2,316 $32.61 217,759 D — —
5 Common Common Stock 2022-03-16 M A 14,555 — 212,058 D — — (F1) Restricted stock units convert into common stock on a one-for-one basis.
6 Common Common Stock 2022-03-16 F D 607 $32.61 209,935 D — —
7 Common Common Stock 2022-03-16 M A 4,670 — 195,697 D — — (F1) Restricted stock units convert into common stock on a one-for-one basis.
8 Common Common Stock 2022-03-16 M A 1,806 — 197,503 D — — (F1) Restricted stock units convert into common stock on a one-for-one basis.
9 Common Common Stock 2022-03-16 F D 7,217 $32.61 210,542 D — —
10 Derivative Restricted Stock Units 2022-03-16 M D 17,678 $0.00 0 D — · — to — 17,678 Common Stock (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) Consists of 17,678 restricted stock units (RSUs) granted to the reporting person on March 1, 2019 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
11 Derivative Restricted Stock Units 2022-03-16 M D 1,806 $0.00 43,335 D — · — to — 1,806 Common Stock (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
12 Derivative Restricted Stock Units 2022-03-16 M D 14,555 $0.00 43,665 D — · — to — 14,555 Common Stock (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
13 Derivative Restricted Stock Units 2022-03-16 M D 4,670 $0.00 146,630 D — · — to — 4,670 Common Stock (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vest on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.