Form 4 for UBER Uber
Accepted 2022-03-18 00:00:00 ET · period of report 2022-03-16 · accession 0001562180-22-002830 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-18 | 2022-03-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | — | +9,204 | 121.8K | +8% | — |
| DM | 2022-03-18 | 2022-03-16 | UBER | Ceremony Glen | See Remarks | F - Tax | $32.61 | -5,504 | 116.5K | -5% | -$179.5K |
| DM | 2022-03-18 | 2022-03-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | $0.00 | -9,204 | 15.6K | -37% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-16 | M | A | 580 | — | 121,102 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-03-16 | F | D | 288 | $32.61 | 116,248 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-16 | F | D | 323 | $32.61 | 121,429 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-16 | F | D | 1,612 | $32.61 | 119,817 | D | — | — | |
| 5 | Common | Common Stock | 2022-03-16 | F | D | 1,616 | $32.61 | 118,201 | D | — | — | |
| 6 | Common | Common Stock | 2022-03-16 | F | D | 35 | $32.61 | 118,166 | D | — | — | |
| 7 | Common | Common Stock | 2022-03-16 | F | D | 358 | $32.61 | 117,808 | D | — | — | |
| 8 | Common | Common Stock | 2022-03-16 | F | D | 1,272 | $32.61 | 116,536 | D | — | — | |
| 9 | Common | Common Stock | 2022-03-16 | M | A | 722 | — | 120,522 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 10 | Common | Common Stock | 2022-03-16 | M | A | 4,002 | — | 119,800 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 11 | Common | Common Stock | 2022-03-16 | M | A | 3,250 | — | 115,798 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 12 | Common | Common Stock | 2022-03-16 | M | A | 650 | — | 121,752 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 13 | Derivative | Restricted Stock Units | 2022-03-16 | M | D | 580 | $0.00 | 20,854 | D | — · — to — | 580 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issue. |
| 14 | Derivative | Restricted Stock Units | 2022-03-16 | M | D | 722 | $0.00 | 26,709 | D | — · — to — | 722 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2022-03-16 | M | D | 4,002 | $0.00 | 16,010 | D | — · — to — | 4,002 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 24,015 restricted stock units (RSUs) on September 1, 2021. The vesting schedule is as follows: 1/6 of the total RSUs vest on December 16, 2021 and 1/6 of the total RSUs vest each 3 month anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 16 | Derivative | Restricted Stock Units | 2022-03-16 | M | D | 650 | $0.00 | 15,601 | D | — · — to — | 650 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 17 | Derivative | Restricted Stock Units | 2022-03-16 | M | D | 3,250 | $0.00 | 15,601 | D | — · — to — | 3,250 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |