Form 4 for HTH Hilltop Holdings Inc.
Accepted 2022-04-04 00:00:00 ET · period of report 2022-04-01 · accession 0001562180-22-003166 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-04-04 | 2022-04-01 | HTH | Winges Martin Bradley | Hilltop Securities CEO | A - Grant | $2.31 | +9,742 | 78.7K | +14% | +$22.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-01 | A | A | 850 | $26.46 | 79,559.98 | D | — | — | (F2) Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2022 through March 31, 2022. (F3) In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on March 31, 2022. |
| 2 | Common | Common Stock | 2022-04-01 | A | A | 8,892 | $0.00 | 78,709.98 | D | — | — | (F1) Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, February 20, 2025, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 20, 2026, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. |