Form 4 for SONO Sonos Inc
Accepted 2022-05-17 00:00:00 ET · period of report 2022-05-15 · accession 0001562180-22-004144 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-17 | 2022-05-15 | SONO | Lazarus Edward P | CLO, Secty | M - OptEx | — | +71.4K | 190.6K | +60% | — |
| D | 2022-05-17 | 2022-05-15 | SONO | Lazarus Edward P | CLO, Secty | F - Tax | $22.64 | -33.3K | 157.3K | -17% | -$753.8K |
| DM | 2022-05-17 | 2022-05-15 | SONO | Lazarus Edward P | CLO, Secty | M - OptEx | $0.00 | -71.4K | 127.5K | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-15 | M | A | 71,447 | — | 190,616 | D | — | — | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. |
| 2 | Common | Common Stock | 2022-05-15 | F | D | 33,295 | $22.64 | 157,321 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-05-15 | M | D | 17,064 | $0.00 | 180,093 | D | — · — to — | 17,064 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F5) 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| 4 | Derivative | Restricted Stock Units | 2022-05-15 | M | D | 1,752 | $0.00 | 197,157 | D | — · — to — | 1,752 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F4) These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| 5 | Derivative | Restricted Stock Units | 2022-05-15 | M | D | 52,631 | $0.00 | 127,462 | D | — · — to — | 52,631 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F6) The RSUs fully vested on May 15, 2022. |