Form 4 for DBX DROPBOX, INC.
Accepted 2022-05-23 00:00:00 ET · period of report 2022-05-19 · accession 0001562180-22-004353 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-05-23 | 2022-05-20 | DBX | Peacock Karen | Dir | S - Sale | $20.32 | -10.3K | 17.0K | -38% | -$209.6K | |
| 2022-05-23 | 2022-05-19 | DBX | Peacock Karen | Dir | A - Grant | $0.00 | +12.3K | 27.3K | +82% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-05-20 | S | D | 10,316 | $20.32 | 16,964 | D | — | — | (F3) These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. (F4) This transaction was executed in multiple trades at prices ranging from $19.80 to $20.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 19, 2023 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. |
| 2 | Common | Class A Common Stock | 2022-05-19 | A | A | 12,297 | $0.00 | 27,280 | D | — | — | (F1) These securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock. The restricted stock units vest in full on the earlier of May 19, 2023 or the day prior to the date of the Issuer's next annual meeting of stockholders. (F2) Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 19, 2023 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. |