Form 4 for HTGC Hercules Capital, Inc.
Accepted 2022-05-26 00:00:00 ET · period of report 2022-05-24 · accession 0001562180-22-004459 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-05-26 | 2022-05-24 | HTGC | Koenig Bradford C. | Dir | A - Grant | $0.0857 | +21.3K | 21.1K | New | +$1,822 |
| 2022-05-26 | 2022-05-24 | HTGC | Koenig Bradford C. | Dir | D - Sale to Iss | $0.00 | -21.1K | 7,231 | -75% | $0 | |
| 2022-05-26 | 2022-05-24 | HTGC | Koenig Bradford C. | Dir | A - Grant | $15.06 | +120 | 7,351 | +2% | +$1,807 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-24 | A | A | 121 | $15.06 | 21,269 | I | — | — | (F3) Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. |
| 2 | Common | Common Stock | 2022-05-24 | D | D | 21,148 | $0.00 | 7,231 | D By Trust | — | — | (F1) 21,148 shares previously reported as directly owned are now being reported as indirectly owned. (F2) Held by the Koenig Family 1994 Trust |
| 3 | Common | Common Stock | 2022-05-24 | A | A | 21,148 | $0.00 | 21,148 | I By Trust | — | — | (F1) 21,148 shares previously reported as directly owned are now being reported as indirectly owned. (F2) Held by the Koenig Family 1994 Trust |
| 4 | Common | Common Stock | 2022-05-24 | A | A | 120 | $15.06 | 7,351 | D | — | — | (F3) Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. |