Form 4 for HTGC Hercules Capital, Inc.
Accepted 2022-05-26 00:00:00 ET · period of report 2022-05-24 · accession 0001562180-22-004460 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-05-26 | 2022-05-26 | HTGC | Follmann Christian | COO | S - Sale | $14.23 | -420 | 48.4K | -0.9% | -$5,977 | |
| 2022-05-26 | 2022-05-26 | HTGC | Follmann Christian | COO | P - Purchase | $14.24 | +420 | 48.9K | +0.9% | +$5,981 | |
| 2022-05-26 | 2022-05-24 | HTGC | Follmann Christian | COO | A - Grant | $13.89 | +213 | 48.9K | +0.4% | +$2,959 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-26 | S | D | 420 | $14.23 | 48,449 | D | — | — | |
| 2 | Common | Common Stock | 2022-05-26 | P | A | 420 | $14.24 | 48,869 | D | — | — | |
| 3 | Common | Common Stock | 2022-05-24 | A | A | 213 | $13.89 | 48,869 | D | — | — | (F1) Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. |