Form 4 for DOCN DigitalOcean Holdings, Inc.
Accepted 2022-06-02 00:00:00 ET · period of report 2022-05-31 · accession 0001562180-22-004697 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-02 | 2022-05-31+ | DOCN | SHAPIRO ALAN | GC | M - OptEx | $3.43 | +40.0K | 296.2K | +16% | +$137.2K |
| D | 2022-06-02 | 2022-06-01 | DOCN | SHAPIRO ALAN | GC | F - Tax | $48.85 | -5,209 | 276.8K | -2% | -$254.5K |
| DM | 2022-06-02 | 2022-05-31+ | DOCN | SHAPIRO ALAN | GC | S - Sale+OE | $49.74 | -40.0K | 282.0K | -12% | -$1.99M |
| DM | 2022-06-02 | 2022-05-31+ | DOCN | SHAPIRO ALAN | GC | M - OptEx | $0.00 | -40.0K | 46.9K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-01 | M | A | 25,893 | $3.43 | 307,941 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-01 | F | D | 5,209 | $48.85 | 276,839 | D | — | — | |
| 3 | Common | Common Stock | 2022-06-01 | S | D | 25,893 | $49.60 | 282,048 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $49.50-$49.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. |
| 4 | Common | Common Stock | 2022-05-31 | S | D | 14,107 | $49.99 | 282,048 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $49.76-$50.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
| 5 | Common | Common Stock | 2022-05-31 | M | A | 14,107 | $3.43 | 296,155 | D | — | — | (F1) The amount reported includes shares acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). |
| 6 | Derivative | Stock Option (Right to buy) | 2022-06-01 | M | D | 25,893 | $0.00 | 20,992 | D | $3.43 · — to 2028-02-28 | 25,893 Common Stock | (F5) One fourth of the shares underlying this option vested and became exercisable on March 1, 2019, and the remaining shares underlying this option vested in 36 equal monthly installments beginning on April 1, 2019, subject to the Reporting Person's continuous service with the Issuer on each such date. |
| 7 | Derivative | Stock Option (Right to buy) | 2022-05-31 | M | D | 14,107 | $0.00 | 46,885 | D | $3.43 · — to 2028-02-28 | 14,107 Common Stock | (F5) One fourth of the shares underlying this option vested and became exercisable on March 1, 2019, and the remaining shares underlying this option vested in 36 equal monthly installments beginning on April 1, 2019, subject to the Reporting Person's continuous service with the Issuer on each such date. |