Form 4 for LYB LyondellBasell
Accepted 2022-06-03 00:00:00 ET · period of report 2022-06-01 · accession 0001562180-22-004783 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-03 | 2022-06-01 | LYB | Kaplan Jeffrey A | EVP, CLO | F - Tax | $114.31 | -54.3K | 73.2K | -43% | -$6.20M |
| DM | 2022-06-03 | 2022-06-01 | LYB | Kaplan Jeffrey A | EVP, CLO | M - OptEx | $84.81 | +64.3K | 111.9K | +135% | +$5.46M |
| DM | 2022-06-03 | 2022-06-01 | LYB | Kaplan Jeffrey A | EVP, CLO | M - OptEx | $0.00 | -64.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Shares | 2022-06-01 | F | D | 5,403 | $114.31 | 57,600 | D | — | — | (F1) Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. |
| 2 | Common | Class A Ordinary Shares | 2022-06-01 | M | A | 12,675 | $77.93 | 90,002 | D | — | — | (F1) Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. |
| 3 | Common | Class A Ordinary Shares | 2022-06-01 | M | A | 23,592 | $88.50 | 71,122 | D | — | — | (F1) Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. |
| 4 | Common | Class A Ordinary Shares | 2022-06-01 | M | A | 6,205 | $89.94 | 77,327 | D | — | — | (F1) Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. |
| 5 | Common | Class A Ordinary Shares | 2022-06-01 | F | D | 10,229 | $114.31 | 63,003 | D | — | — | (F1) Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. |
| 6 | Common | Class A Ordinary Shares | 2022-06-01 | M | A | 21,870 | $83.35 | 111,872 | D | — | — | (F1) Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. |
| 7 | Common | Class A Ordinary Shares | 2022-06-01 | F | D | 20,362 | $114.31 | 91,510 | D | — | — | (F1) Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. |
| 8 | Common | Class A Ordinary Shares | 2022-06-01 | F | D | 18,278 | $114.31 | 73,232 | D | — | — | (F1) Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. |
| 9 | Derivative | Stock Options (Right to Buy) | 2022-06-01 | M | D | 21,870 | $0.00 | 10,934 | D | $83.35 · — to 2030-02-20 | 21,870 Class A Ordinary Shares | (F4) Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 10,936 vested on February 20, 2021; 10,934 vested on February 20, 2022 and 10,934 vests on February 20, 2023. |
| 10 | Derivative | Stock Options (Right to Buy) | 2022-06-01 | M | D | 6,205 | $0.00 | 0 | D | $89.94 · — to 2025-02-17 | 6,205 Class A Ordinary Shares | (F2) Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 2,069 on February 17, 2016; 2,068 on February 17, 2017 and 2,068 on February 17, 2018. |
| 11 | Derivative | Stock Options (Right to Buy) | 2022-06-01 | M | D | 23,592 | $0.00 | 0 | D | $88.50 · — to 2029-02-21 | 23,592 Class A Ordinary Shares | (F3) Granted pursuant to the issuer's long-term incentive plan. Award vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 21, 2019. |
| 12 | Derivative | Stock Options (Right to Buy) | 2022-06-01 | M | D | 12,675 | $0.00 | 0 | D | $77.93 · — to 2026-02-16 | 12,675 Class A Ordinary Shares | (F5) Granted pursuant to the issuer's long-term incentive plan. Award vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 16, 2016. |