Form 4 for IBM IBM
Accepted 2022-06-10 00:00:00 ET · period of report 2022-06-08 · accession 0001562180-22-005034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-10 | 2022-06-08 | IBM | Del Bene Robert F | VP, Ctrl | F - Tax | $141.28 | -2,257 | 17.5K | -11% | -$318.9K |
| DM | 2022-06-10 | 2022-06-08 | IBM | Del Bene Robert F | VP, Ctrl | M - OptEx | $0.00 | +4,076 | 18.3K | +29% | $0 |
| DM | 2022-06-10 | 2022-06-08 | IBM | Del Bene Robert F | VP, Ctrl | M - OptEx | $0.00 | -4,076 | 4,293 | -49% | $0 |
| D | 2022-06-10 | 2022-06-08 | IBM | Del Bene Robert F | VP, Ctrl | A - Grant | $0.00 | +1,202 | 1,202 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-08 | F | D | 928 | $141.28 | 16,883.32 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-08 | M | A | 1,676 | $0.00 | 17,811.32 | D | — | — | |
| 3 | Common | Common Stock | 2022-06-08 | F | D | 538 | $141.28 | 16,135.32 | D | — | — | |
| 4 | Common | Common Stock | 2022-06-08 | M | A | 971 | $0.00 | 16,673.32 | D | — | — | |
| 5 | Common | Common Stock | 2022-06-08 | F | D | 791 | $141.28 | 17,521.32 | D | — | — | |
| 6 | Common | Common Stock | 2022-06-08 | M | A | 1,429 | $0.00 | 18,312.32 | D | — | — | |
| 7 | Derivative | Rst. Stock Unit | 2022-06-08 | M | D | 971 | $0.00 | 0 | D | $0.00 · — to — | 971 Common Stock | (F2) On 06/08/18, the reporting person was granted 3,750 RSUs, 937 of which vested on 06/08/19, 937 of which vested on 06/08/20, 937 of which vested on 06/08/21, and 939 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F3) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| 8 | Derivative | Rst. Stock Unit | 2022-06-08 | M | D | 1,676 | $0.00 | 3,358 | D | $0.00 · — to — | 1,676 Common Stock | (F5) On 06/08/20, the reporting person was granted 6,495 RSUs, 1,623 of which vested on 06/08/21, 1,623 of which vested on 06/08/22, 1,623 of which will vest on 06/08/23, and 1,626 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F3) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| 9 | Derivative | Rst. Stock Unit | 2022-06-08 | M | D | 1,429 | $0.00 | 4,293 | D | $0.00 · — to — | 1,429 Common Stock | (F6) On 06/08/21, the reporting person was granted 5,538 RSUs, 1,384 of which vested on 06/08/22, 1,384 of which will vest on 06/08/23, 1,384 of which will vest on 06/08/24, and 1,386 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F3) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| 10 | Derivative | Rst. Stock Unit | 2022-06-08 | A | A | 1,202 | $0.00 | 1,202 | D | $0.00 · — to — | 1,202 Common Stock | (F1) This grant provides the remaining units that were approved by the Compensation Committee for Mr. Del Bene's 2022 Restricted Stock Unit award. These units were intended to be included with Mr. Del Bene's February 21, 2022 Restricted Stock Unit grant, but were not previously granted due to an administrative oversight. Upon lapse of the restrictions, these units are payable in cash or in the Company's common stock. The restrictions lapse for 300 of these units on 02/21/23, 300 of these units on 02/21/24, 300 of these units on 02/21/25 and 302 of these units on 02/21/26. |