Form 4 for IBM IBM
Accepted 2022-06-10 00:00:00 ET · period of report 2022-06-08 · accession 0001562180-22-005035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-10 | 2022-06-08 | IBM | KAVANAUGH JAMES J | SVP, CFO | F - Tax | $141.28 | -6,926 | 107.5K | -6% | -$978.5K |
| DM | 2022-06-10 | 2022-06-08 | IBM | KAVANAUGH JAMES J | SVP, CFO | M - OptEx | $0.00 | +13.8K | 115.5K | +14% | $0 |
| DM | 2022-06-10 | 2022-06-08 | IBM | KAVANAUGH JAMES J | SVP, CFO | M - OptEx | $0.00 | -13.8K | 15.5K | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-08 | F | D | 2,587 | $141.28 | 112,915.21 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-08 | F | D | 2,851 | $141.28 | 110,340.21 | D | — | — | |
| 3 | Common | Common Stock | 2022-06-08 | M | A | 5,687 | $0.00 | 113,191.21 | D | — | — | |
| 4 | Common | Common Stock | 2022-06-08 | F | D | 1,488 | $141.28 | 107,504.21 | D | — | — | |
| 5 | Common | Common Stock | 2022-06-08 | M | A | 2,968 | $0.00 | 108,992.21 | D | — | — | |
| 6 | Common | Common Stock | 2022-06-08 | M | A | 5,162 | $0.00 | 115,502.21 | D | — | — | |
| 7 | Derivative | Rst. Stock Unit | 2022-06-08 | M | D | 2,968 | $0.00 | 0 | D | $0.00 · — to — | 2,968 Common Stock | (F1) On 06/08/18, the reporting person was granted 11,485 RSUs, 2,871 of which vested on 06/08/19, 2,871 of which vested on 06/08/20, 2,871 of which vested on 06/08/21, and 2,872 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| 8 | Derivative | Rst. Stock Unit | 2022-06-08 | M | D | 5,687 | $0.00 | 11,376 | D | $0.00 · — to — | 5,687 Common Stock | (F4) On 06/08/20, the reporting person was granted 22,020 RSUs, 5,505 of which vested on 06/08/21, 5,505 of which vested on 06/08/22, 5,505 of which will vest on 06/08/23, and 5,505 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |
| 9 | Derivative | Rst. Stock Unit | 2022-06-08 | M | D | 5,162 | $0.00 | 15,489 | D | $0.00 · — to — | 5,162 Common Stock | (F5) On 06/08/21, the reporting person was granted 19,988 RSUs, 4,997 of which vested on 06/08/22, 4,997 of which will vest on 06/08/23, 4,997 of which will vest on 06/08/24, and 4,997 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |