Form 4 for ZUMZ Zumiez Inc
Accepted 2022-06-16 00:00:00 ET · period of report 2022-06-15 · accession 0001562180-22-005161 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-16 | 2022-06-15 | ZUMZ | ELLIS ADAM CHRISTOPHER | Pres International | M - OptEx | — | +3,875 | 22.0K | +21% | — |
| D | 2022-06-16 | 2022-06-15 | ZUMZ | ELLIS ADAM CHRISTOPHER | Pres International | F - Tax | $28.72 | -944 | 21.1K | -4% | -$27.1K |
| D | 2022-06-16 | 2022-06-15 | ZUMZ | ELLIS ADAM CHRISTOPHER | Pres International | M - OptEx | $0.00 | -3,875 | 4,533 | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-15 | M | A | 3,875 | — | 22,027 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-06-15 | F | D | 944 | $28.72 | 21,083 | D | — | — | (F2) Shares withheld by Zumiez Inc. to pay taxes on restricted stock. |
| 3 | Derivative | Restricted Stock Units | 2022-06-15 | M | D | 3,875 | $0.00 | 4,533 | D | — · — to — | 3,875 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The restricted stock units vest over 5 years with 20% vesting on the 3rd anniversary of the date of grant, 40% vesting on the 4th anniversary of the date of grant and 40% vesting on the 5th anniversary of the date of grant. |