Form 4 for UBER Uber
Accepted 2022-06-21 00:00:00 ET · period of report 2022-06-16 · accession 0001562180-22-005246 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-21 | 2022-06-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | — | +7,394 | 124.4K | +6% | — |
| DM | 2022-06-21 | 2022-06-16 | UBER | Ceremony Glen | See Remarks | F - Tax | $20.47 | -4,975 | 121.4K | -4% | -$101.8K |
| DM | 2022-06-21 | 2022-06-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | $0.00 | -7,394 | 13.7K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-16 | M | A | 1,440 | — | 118,489 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-06-16 | F | D | 1,272 | $20.47 | 120,055 | D | — | — | (F3) Includes 587 shares acquired under Uber's stock purchase plan on May 20, 2022. |
| 3 | Common | Common Stock | 2022-06-16 | F | D | 35 | $20.47 | 120,740 | D | — | — | |
| 4 | Common | Common Stock | 2022-06-16 | F | D | 323 | $20.47 | 120,775 | D | — | — | |
| 5 | Common | Common Stock | 2022-06-16 | F | D | 288 | $20.47 | 121,098 | D | — | — | |
| 6 | Common | Common Stock | 2022-06-16 | F | D | 1,985 | $20.47 | 121,744 | D | — | — | |
| 7 | Common | Common Stock | 2022-06-16 | M | A | 4,003 | — | 122,492 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2022-06-16 | M | A | 722 | — | 123,214 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Common | Common Stock | 2022-06-16 | M | A | 579 | — | 123,793 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 10 | Common | Common Stock | 2022-06-16 | M | A | 650 | — | 124,443 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 11 | Common | Common Stock | 2022-06-16 | F | D | 714 | $20.47 | 123,729 | D | — | — | |
| 12 | Common | Common Stock | 2022-06-16 | F | D | 358 | $20.47 | 121,386 | D | — | — | |
| 13 | Derivative | Restricted Stock Units | 2022-06-16 | M | D | 1,440 | $0.00 | 64,816 | D | — · — to — | 1,440 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2022-06-16 | M | D | 4,003 | $0.00 | 12,007 | D | — · — to — | 4,003 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 24,015 restricted stock units (RSUs) on September 1, 2021. The vesting schedule is as follows: 1/6 of the total RSUs vested on December 16, 2021 and 1/6 of the total RSUs vest every three months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2022-06-16 | M | D | 722 | $0.00 | 24,544 | D | — · — to — | 722 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 16 | Derivative | Restricted Stock Units | 2022-06-16 | M | D | 579 | $0.00 | 19,117 | D | — · — to — | 579 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 17 | Derivative | Restricted Stock Units | 2022-06-16 | M | D | 650 | $0.00 | 13,650 | D | — · — to — | 650 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |