Form 4 for UBER Uber
Accepted 2022-06-21 00:00:00 ET · period of report 2022-06-16 · accession 0001562180-22-005250 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-21 | 2022-06-16 | UBER | West Tony | See Remarks | M - OptEx | — | +10.8K | 223.9K | +5% | — |
| DM | 2022-06-21 | 2022-06-16 | UBER | West Tony | See Remarks | F - Tax | $20.47 | -5,946 | 228.8K | -3% | -$121.7K |
| DM | 2022-06-21 | 2022-06-16 | UBER | West Tony | See Remarks | M - OptEx | $0.00 | -10.8K | 138.3K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-16 | M | A | 3,072 | — | 222,639 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-06-16 | M | A | 4,670 | — | 228,522 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2022-06-16 | M | A | 1,806 | — | 230,328 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2022-06-16 | F | D | 608 | $20.47 | 224,969 | D | — | — | (F3) Includes 587 shares acquired under Uber's stock purchase plan on May 20, 2022. |
| 5 | Common | Common Stock | 2022-06-16 | F | D | 602 | $20.47 | 228,202 | D | — | — | |
| 6 | Common | Common Stock | 2022-06-16 | F | D | 2,316 | $20.47 | 225,886 | D | — | — | |
| 7 | Common | Common Stock | 2022-06-16 | F | D | 896 | $20.47 | 224,990 | D | — | — | |
| 8 | Common | Common Stock | 2022-06-16 | M | A | 1,213 | — | 223,852 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Common | Common Stock | 2022-06-16 | F | D | 1,524 | $20.47 | 228,804 | D | — | — | |
| 10 | Derivative | Restricted Stock Units | 2022-06-16 | M | D | 4,670 | $0.00 | 132,621 | D | — · — to — | 4,670 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 11 | Derivative | Restricted Stock Units | 2022-06-16 | M | D | 1,806 | $0.00 | 37,918 | D | — · — to — | 1,806 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2022-06-16 | M | D | 1,213 | $0.00 | 40,026 | D | — · — to — | 1,213 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2022-06-16 | M | D | 3,072 | $0.00 | 138,274 | D | — · — to — | 3,072 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |