Form 4 for SONO Sonos Inc
Accepted 2022-06-23 00:00:00 ET · period of report 2022-06-21 · accession 0001562180-22-005324 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-23 | 2022-06-21 | SONO | Siegel Matthew O. | Chief Commercial Off | M - OptEx | $15.04 | +202.9K | 271.3K | +297% | +$3.05M |
| DM | 2022-06-23 | 2022-06-21 | SONO | Siegel Matthew O. | Chief Commercial Off | S - Sale+OE | $19.25 | -202.9K | 158.7K | -56% | -$3.91M |
| DM | 2022-06-23 | 2022-06-21 | SONO | Siegel Matthew O. | Chief Commercial Off | M - OptEx | $0.00 | -202.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-21 | M | A | 40,312 | $15.00 | 221,284 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-21 | S | D | 4,168 | $19.44 | 108,651 | D | — | — | |
| 3 | Common | Common Stock | 2022-06-21 | S | D | 45,832 | $19.25 | 112,819 | D | — | — | (F3) Represents the weighted average sales price per share. The shares sold at prices ranging from $19.00 to $19.46 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
| 4 | Common | Common Stock | 2022-06-21 | M | A | 112,633 | $15.03 | 180,972 | D | — | — | |
| 5 | Common | Common Stock | 2022-06-21 | S | D | 40,312 | $19.21 | 68,339 | D | — | — | (F4) Represents the weighted average sales price per share. The shares sold at prices ranging from $19.00 to $19.50 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
| 6 | Common | Common Stock | 2022-06-21 | M | A | 50,000 | $15.11 | 271,284 | D | — | — | |
| 7 | Common | Common Stock | 2022-06-21 | S | D | 112,633 | $19.26 | 158,651 | D | — | — | (F2) Represents the weighted average sales price per share. The shares sold at prices ranging from $19.00 to $19.515 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2022-06-21 | M | D | 40,312 | $0.00 | 2,688 | D | $15.00 · — to 2028-07-31 | 40,312 Common Stock | (F6) 25% of the option vested and became exercisable on August 1, 2019, and thereafter will vest in equal quarterly installments over three years, beginning on November 11, 2019. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2022-06-21 | M | D | 50,000 | $0.00 | 0 | D | $15.11 · — to 2028-05-24 | 50,000 Common Stock | (F5) The stock option is fully vested. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2022-06-21 | M | D | 112,633 | $0.00 | 0 | D | $15.03 · — to 2027-11-06 | 112,633 Common Stock | (F5) The stock option is fully vested. |