Form 4 for HTGC Hercules Capital, Inc.
Accepted 2022-06-27 00:00:00 ET · period of report 2022-06-23 · accession 0001562180-22-005374 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-06-27 | 2022-06-23 | HTGC | Aguirre DeAnne | Dir | A - Grant | $13.29 | +5,079 | 5,079 | New | +$67.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-23 | A | A | 5,079 | $13.29 | 5,079 | D | — | — | (F1) Restricted Stock issued as an automatic grant upon election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. |