Form 4 for HTGC Hercules Capital, Inc.
Accepted 2022-06-27 00:00:00 ET · period of report 2022-06-23 · accession 0001562180-22-005375 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-06-27 | 2022-06-23 | HTGC | Loo Wade | Dir | A - Grant | $13.29 | +4,514 | 4,514 | New | +$60.0K | |
| 2022-06-27 | 2022-06-23 | HTGC | Loo Wade | Dir | D - Sale to Iss | $0.00 | -374 | 0 | -100% | $0 | |
| I | 2022-06-27 | 2022-06-23 | HTGC | Loo Wade | Dir | A - Grant | $0.00 | +374 | 1,215 | +44% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-23 | A | A | 4,514 | $13.29 | 4,514 | D | — | — | (F3) Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. |
| 2 | Common | Common Stock | 2022-06-23 | D | D | 374 | $0.00 | 0 | D By Trust | — | — | (F1) 374 shares previously reported as directly owned are now being reported as indirectly owned (F2) Held by the Loo Revocable Trust |
| 3 | Common | Common Stock | 2022-06-23 | A | A | 374 | $0.00 | 1,215 | I | — | — | (F1) 374 shares previously reported as directly owned are now being reported as indirectly owned |