Form 4 for HTGC Hercules Capital, Inc.
Accepted 2022-07-14 00:00:00 ET · period of report 2022-07-12 · accession 0001562180-22-005672 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-07-14 | 2022-07-12+ | HTGC | Follmann Christian | COO | F - Tax | $13.78 | -833 | 48.0K | -2% | -$11.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-07-12 | F | D | 415 | $13.77 | 48,455 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 12, 2022. (F2) Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by 1 share. |
| 2 | Common | Common Stock | 2022-07-13 | F | D | 418 | $13.78 | 48,037 | D | — | — | (F3) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 13, 2022. |