Form 4 for HTGC Hercules Capital, Inc.
Accepted 2022-08-01 00:00:00 ET · period of report 2022-08-01 · accession 0001562180-22-005781 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-08-01 | 2022-08-01 | HTGC | Koenig Bradford C. | Dir | A - Grant | $15.70 | +4,459 | 21.4K | +26% | +$70.0K |
| 2022-08-01 | 2022-08-01 | HTGC | Koenig Bradford C. | Dir | D - Sale to Iss | $0.00 | -120 | 7,231 | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-01 | A | A | 4,339 | $16.13 | 25,728 | I | — | — | (F3) Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. |
| 2 | Common | Common Stock | 2022-08-01 | A | A | 120 | $0.00 | 21,389 | I By Trust | — | — | (F1) 120 shares previously reported as directly owned are now being reported as indirectly owned. (F2) Held by the Koenig Family 1994 Trust |
| 3 | Common | Common Stock | 2022-08-01 | D | D | 120 | $0.00 | 7,231 | D By Trust | — | — | (F1) 120 shares previously reported as directly owned are now being reported as indirectly owned. (F2) Held by the Koenig Family 1994 Trust |