Form 4 for SOUN SOUNDHOUND AI, INC.
Accepted 2022-08-08 00:00:00 ET · period of report 2022-08-04 · accession 0001562180-22-005969 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-08 | 2022-08-04 | SOUN | Ball Eric R. | Dir | A - Grant | $0.00 | +67.4K | 31.3K | New | $0 |
| D | 2022-08-08 | 2022-08-04 | SOUN | Ball Eric R. | Dir | A - Grant | $0.00 | +84.7K | 84.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-08-04 | A | A | 36,059 | $0.00 | 67,373 | D | — | — | (F2) Represents a grant of restricted stock units under the Plan. These restricted stock units vest as follows: 1/3 vest on the one year anniversary of the reporting person's appointment to the board and the remaining portion will vest in eight approximately equal quarterly installments thereafter. |
| 2 | Common | Class A Common Stock | 2022-08-04 | A | A | 31,314 | $0.00 | 31,314 | D | — | — | (F1) Represents a grant of restricted stock units under the SoundHound AI, Inc. 2022 Incentive Award Plan (the "Plan"). These restricted stock units vest in four approximately equal quarterly installments. |
| 3 | Derivative | Stock Options (Right to buy) | 2022-08-04 | A | A | 84,685 | $0.00 | 84,685 | D | $3.80 · — to 2032-08-04 | 84,685 Class A Common Stock | (F3) These stock options were granted under the Plan and vest as follows: 1/3 vest on the one year anniversary of the reporting person's appointment to the board and the remaining portion will vest in eight approximately equal quarterly installments thereafter. |