Form 4 for HTGC Hercules Capital, Inc.
Accepted 2022-08-18 00:00:00 ET · period of report 2022-08-16 · accession 0001562180-22-006208 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-08-18 | 2022-08-16 | HTGC | Bluestein Scott | CEO | A - Grant | $15.56 | +48.5K | 1.56M | +3% | +$754.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Performance Stock Units | 2022-08-16 | A | A | 48,508 | $15.56 | 1,558,074 | D | — | — | (F1) Vested Dividend Equivalent Units accrued on Performance Stock Units granted to the Reporting Person which remain outstanding and subject to release on May 2, 2023. |