Form 4 for TTI TETRA TECHNOLOGIES INC
Accepted 2022-08-29 00:00:00 ET · period of report 2022-08-25 · accession 0001562180-22-006348 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-29 | 2022-08-25 | TTI | O'Brien Richard D | VP-Fin, Gbl Ctrl | F - Tax | $4.21 | -5,096 | 244.2K | -2% | -$21.5K |
| DM | 2022-08-29 | 2022-08-25 | TTI | O'Brien Richard D | VP-Fin, Gbl Ctrl | M - OptEx | $0.00 | +20.9K | 249.3K | +9% | $0 |
| DM | 2022-08-29 | 2022-08-25 | TTI | O'Brien Richard D | VP-Fin, Gbl Ctrl | M - OptEx | $0.00 | -20.9K | 32.4K | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-25 | F | D | 2,468 | $4.21 | 246,811 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-25 | F | D | 2,628 | $4.21 | 244,183 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-25 | M | A | 10,135 | $0.00 | 238,490 | D | — | — | (F1) Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2022-08-25 | M | A | 10,789 | $0.00 | 249,279 | D | — | — | (F2) Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Derivative | Restricted Stock Units | 2022-08-25 | M | D | 10,135 | $0.00 | 10,136 | D | $0.00 · — to — | 10,135 Common Stock | (F1) Represents vested shares of restricted stock units granted on February 20, 2020. Restricted stock units convert into common stock on a one-for-one basis. (F5) The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. |
| 6 | Derivative | Restricted Stock Units | 2022-08-25 | M | D | 10,789 | $0.00 | 32,369 | D | $0.00 · — to — | 10,789 Common Stock | (F2) Represents vested shares of restricted stock units granted on February 17, 2021. Restricted stock units convert into common stock on a one-for-one basis. (F6) The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. |