Form 4 for ASTE ASTEC INDUSTRIES INC
Accepted 2022-08-31 00:00:00 ET · period of report 2022-08-29 · accession 0001562180-22-006392 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-31 | 2022-08-29 | ASTE | Merwe Jaco van der | Group Pres | A - Grant | $0.00 | +20 | 30.2K | +0.1% | $0 |
| D | 2022-08-31 | 2022-08-29 | ASTE | Merwe Jaco van der | Group Pres | A - Grant | $0.00 | +4.10 | 1,333 | +0.3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-29 | A | A | 20 | $0.00 | 30,152 | D | — | — | (F1) Represents dividend equivalents earned on the 2021 and 2022 RSU awards. (F2) Amount reflects correct number of shares previously acquired through dividend equivalent rights, which was inadvertently overstated by 20 shares on the reporting person's Form 4 filed with the SEC on June 1, 2022. |
| 2 | Derivative | Phantom Stock | 2022-08-29 | A | A | 4.10 | $0.00 | 1,333.26 | D | — · — to — | 4.10 Common Stock | (F3) Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock. (F4) The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person. |