Form 4 for HTGC Hercules Capital, Inc.
Accepted 2022-10-14 00:00:00 ET · period of report 2022-10-12 · accession 0001562180-22-007190 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-10-14 | 2022-10-12+ | HTGC | Bluestein Scott | CEO | F - Tax | $12.40 | -19.2K | 1.05M | -2% | -$237.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-12 | F | D | 8,740 | $12.10 | 1,057,042 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 12, 2022. |
| 2 | Common | Common Stock | 2022-10-13 | F | D | 10,421 | $12.66 | 1,046,621 | D | — | — | (F2) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 13, 2022. |