Form 4 for UNTY UNITY BANCORP INC /NJ/
Accepted 2022-11-09 00:00:00 ET · period of report 2022-11-07 · accession 0001562180-22-007578 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-09 | 2022-11-07 | UNTY | KAUCHAK JOHN J | EVP, COO | M - OptEx | $8.14 | +12.7K | 71.9K | +21% | +$103.1K |
| DM | 2022-11-09 | 2022-11-07 | UNTY | KAUCHAK JOHN J | EVP, COO | S - Sale+OE | $28.30 | -12.7K | 59.2K | -18% | -$358.4K |
| DM | 2022-11-09 | 2022-11-07 | UNTY | KAUCHAK JOHN J | EVP, COO | M - OptEx | $0.00 | -12.7K | 63.0K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-07 | M | A | 11,000 | $8.29 | 70,197 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-07 | M | A | 1,661 | $7.16 | 71,858 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-07 | S | D | 11,000 | $28.29 | 60,858 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $28.15 USD to $28.475 USD; the price reported above reflects the weighted average sale price. |
| 4 | Common | Common Stock | 2022-11-07 | S | D | 1,661 | $28.40 | 59,197 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $28.16 USD to $28.53 USD; the price reported above reflects the weighted average sale price. (F3) 57,724 shares are held in an account at Shareworks, and 1,473 shares are held in an account at Computershare. |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-11-07 | M | D | 11,000 | $0.00 | 64,661 | D | $8.29 · — to 2025-03-17 | 11,000 Common Stock | (F5) Vests 3,667 share(s) on 17-Mar-2016, 3,666 share(s) on 17-Mar-2017, 3,667 share(s) on 17-Mar-2018 |
| 6 | Derivative | Stock Option (Right to Buy) | 2022-11-07 | M | D | 1,661 | $0.00 | 63,000 | D | $7.16 · — to 2024-03-03 | 1,661 Common Stock | (F7) 63,000 stock options were granted under various dates and vesting periods of which 51,667 are currently exercisable. (F6) Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017 |