Form 4 for UNTY UNITY BANCORP INC /NJ/
Accepted 2022-11-16 00:00:00 ET · period of report 2022-11-14 · accession 0001562180-22-007700 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-16 | 2022-11-14+ | UNTY | Souders Donald E. Jr. | Dir | M - OptEx | $15.70 | +1,500 | 14.6K | +11% | +$23.6K |
| DM | 2022-11-16 | 2022-11-14+ | UNTY | Souders Donald E. Jr. | Dir | S - Sale+OE | $28.50 | -1,500 | 13.3K | -10% | -$42.8K |
| DM | 2022-11-16 | 2022-11-14+ | UNTY | Souders Donald E. Jr. | Dir | M - OptEx | $0.00 | -1,500 | 16.8K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-14 | M | A | 135 | $15.70 | 13,388 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-15 | M | A | 1,365 | $15.70 | 14,618 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-15 | S | D | 1,365 | $28.49 | 13,253 | D | — | — | (F1) 13,176 shares are held in an account at Shareworks, and 77 shares are held in additional brokeage accounts. |
| 4 | Common | Common Stock | 2022-11-14 | S | D | 135 | $28.65 | 13,253 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-11-14 | M | D | 135 | $0.00 | 18,165 | D | $15.70 · — to 2027-01-03 | 135 Common Stock | (F3) Vests 500 share(s) on 03-Jan-2018, 500 share(s) on 03-Jan-2019, 500 share(s) on 03-Jan-2020 |
| 6 | Derivative | Stock Option (Right to Buy) | 2022-11-15 | M | D | 1,365 | $0.00 | 16,800 | D | $15.70 · — to 2027-01-03 | 1,365 Common Stock | (F4) 16,800 stock options were granted under various dates and vesting periods of which 11,934 are currently exercisable. (F3) Vests 500 share(s) on 03-Jan-2018, 500 share(s) on 03-Jan-2019, 500 share(s) on 03-Jan-2020 |