Form 4 for HTGC Hercules Capital, Inc.
Accepted 2022-11-21 00:00:00 ET · period of report 2022-11-17 · accession 0001562180-22-007794 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-11-21 | 2022-11-17 | HTGC | CROWELL GAYLE A | Dir | A - Grant | $14.27 | +1,059 | 30.7K | +4% | +$15.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-17 | A | A | 220 | $14.06 | 29,863 | D | — | — | (F1) Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. |
| 2 | Common | Common Stock | 2022-11-17 | A | A | 839 | $14.32 | 30,703 | D | — | — | (F2) Shares acquired as dividend reinvestment shares. (F3) Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by 1 share. |