InsiderTrades

Form 4 for HTGC Hercules Capital, Inc.

Accepted 2022-11-22 00:00:00 ET · period of report 2022-11-21 · accession 0001562180-22-007814 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2022-11-22 2022-11-21 HTGC Bluestein Scott CEO S - Sale $14.16 -100.0K 946.6K -10% -$1.42M

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2022-11-21 S D 100,000 $14.16 946,621 D — — (F2) Average sale price. Shares sold at prices between $14.09 and $14.33.