Form 4 for SOUN SOUNDHOUND AI, INC.
Accepted 2022-12-05 00:00:00 ET · period of report 2022-11-21 · accession 0001562180-22-008063 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-05 | 2022-11-21 | SOUN | HOM JAMES MING | Chief Product Off, Dir | C - Cnv Deriv | — | +661.2K | 1.08M | +159% | — |
| D | 2022-12-05 | 2022-12-01 | SOUN | HOM JAMES MING | Chief Product Off, Dir | S - Sale | $1.25 | -661.2K | 415.0K | -61% | -$826.5K |
| D | 2022-12-05 | 2022-11-21 | SOUN | HOM JAMES MING | Chief Product Off, Dir | C - Cnv Deriv | $0.00 | -661.2K | 4.51M | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-21 | C | A | 661,192 | — | 1,076,192 | D | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. |
| 2 | Common | Class A Common Stock | 2022-12-01 | S | D | 661,192 | $1.25 | 415,000 | D | — | — | (F3) Represents shares sold by the reporting person to satisfy tax obligations. |
| 3 | Derivative | Class B Common Stock | 2022-11-21 | C | D | 661,192 | $0.00 | 4,512,588 | D | — · — to — | 661,192 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the reporting person or automatically or on the earliest to occur of certain events specified. The Class B Common Stock has no expiration date. |