Form 4 for IBM IBM
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-04 · accession 0001562180-23-000242 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-05 | 2023-01-04 | IBM | COHN GARY D | Vice COB | F - Tax | $142.50 | -2,119 | 35.5K | -6% | -$302.0K |
| D | 2023-01-05 | 2023-01-04 | IBM | COHN GARY D | Vice COB | M - OptEx | $0.00 | +5,113 | 37.7K | +16% | $0 |
| D | 2023-01-05 | 2023-01-04 | IBM | COHN GARY D | Vice COB | M - OptEx | $0.00 | -5,113 | 10.2K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-04 | F | D | 2,119 | $142.50 | 35,545.87 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-04 | M | A | 5,113 | $0.00 | 37,664.87 | D | — | — | |
| 3 | Derivative | Rst. Stock Unit | 2023-01-04 | M | D | 5,113 | $0.00 | 10,226 | D | $0.00 · — to — | 5,113 Common Stock | (F1) On 01/04/21, the reporting person was granted 19,794 RSUs, 4,948 of which vested on 01/04/22, 4,949 of which vested on 01/04/23, 4,948 of which will vest on 01/04/24, and 4,949 of which will vest on 01/04/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |