Form 4 for COO Cooper Companies (The)
Accepted 2023-01-10 00:00:00 ET · period of report 2023-01-08 · accession 0001562180-23-000340 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-10 | 2023-01-08 | COO | Warner Gerard H III | Pres, CooperVision, Inc | M - OptEx | $0.00 | +2,467 | 3,790 | +186% | $0 |
| DM | 2023-01-10 | 2023-01-08 | COO | Warner Gerard H III | Pres, CooperVision, Inc | F - Tax | $345.17 | -1,284 | 2,506 | -34% | -$443.2K |
| DM | 2023-01-10 | 2023-01-08 | COO | Warner Gerard H III | Pres, CooperVision, Inc | M - OptEx | $0.00 | -2,467 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-08 | M | A | 391 | $0.00 | 1,714 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-08 | M | A | 451 | $0.00 | 2,165 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-08 | M | A | 385 | $0.00 | 2,550 | D | — | — | |
| 4 | Common | Common Stock | 2023-01-08 | M | A | 541 | $0.00 | 3,091 | D | — | — | |
| 5 | Common | Common Stock | 2023-01-08 | M | A | 66 | $0.00 | 3,157 | D | — | — | |
| 6 | Common | Common Stock | 2023-01-08 | M | A | 633 | $0.00 | 3,790 | D | — | — | |
| 7 | Common | Common Stock | 2023-01-08 | F | D | 345 | $345.17 | 3,445 | D | — | — | |
| 8 | Common | Common Stock | 2023-01-08 | F | D | 231 | $345.17 | 3,214 | D | — | — | |
| 9 | Common | Common Stock | 2023-01-08 | F | D | 277 | $345.17 | 2,937 | D | — | — | |
| 10 | Common | Common Stock | 2023-01-08 | F | D | 34 | $345.17 | 2,903 | D | — | — | |
| 11 | Common | Common Stock | 2023-01-08 | F | D | 200 | $345.17 | 2,703 | D | — | — | |
| 12 | Common | Common Stock | 2023-01-08 | F | D | 197 | $345.17 | 2,506 | D | — | — | |
| 13 | Derivative | Restricted Stock Units | 2023-01-08 | M | D | 633 | $0.00 | 1,265 | D | $0.00 · — to 2030-12-08 | 633 Common Stock | (F4) 25%/year over 4 years - Jan 8 vest date beginning on 08-Jan-2021 |
| 14 | Derivative | Restricted Stock Units | 2023-01-08 | M | D | 385 | $0.00 | 1,154 | D | $0.00 · — to 2031-12-07 | 385 Common Stock | (F5) 25%/year over 4 years - Jan 8 vest date beginning on 08-Jan-2022 |
| 15 | Derivative | Restricted Stock Units | 2023-01-08 | M | D | 66 | $0.00 | 131 | D | $0.00 · — to 2029-12-10 | 66 Common Stock | (F3) 20%/year over 5 years - vest date beginning on 08-Jan-2020 |
| 16 | Derivative | Restricted Stock Units | 2023-01-08 | M | D | 541 | $0.00 | 1,084 | D | $0.00 · — to 2029-12-10 | 541 Common Stock | (F3) 20%/year over 5 years - vest date beginning on 08-Jan-2020 |
| 17 | Derivative | Restricted Stock Units | 2023-01-08 | M | D | 451 | $0.00 | 451 | D | $0.00 · — to 2028-12-11 | 451 Common Stock | (F2) Vests 452 share(s) on 08-Jan-2020, 451 share(s) on 08-Jan-2021, 452 share(s) on 08-Jan-2022, 451 share(s) on 08-Jan-2023, 451 share(s) on 08-Jan-2024 |
| 18 | Derivative | Restricted Stock Units | 2023-01-08 | M | D | 391 | $0.00 | 0 | D | $0.00 · — to 2027-12-12 | 391 Common Stock | (F1) Vests 392 share(s) on 08-Jan-2019, 392 share(s) on 08-Jan-2020, 392 share(s) on 08-Jan-2021, 392 share(s) on 08-Jan-2022, 391 share(s) on 08-Jan-2023 |