Form 4 for UNTY UNITY BANCORP INC /NJ/
Accepted 2023-01-12 00:00:00 ET · period of report 2023-01-10 · accession 0001562180-23-000371 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-12 | 2023-01-10 | UNTY | HUGHES JAMES A | Pres, CEO, Dir | M - OptEx | $7.25 | +900 | 123.1K | +0.7% | +$6,525 |
| D | 2023-01-12 | 2023-01-10 | UNTY | HUGHES JAMES A | Pres, CEO, Dir | M - OptEx | $0.00 | -900 | 120.6K | -0.7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-10 | M | A | 900 | $7.25 | 123,124 | D | — | — | (F1) 123,124 shares consisting of 95,330 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan. |
| 2 | Derivative | Stock Option (Right to Buy) | 2023-01-10 | M | D | 900 | $0.00 | 120,600 | D | $7.25 · — to 2024-03-27 | 900 Common Stock | (F4) 120,600 stock options were granted under various dates and vesting periods of which 98,934 are currently exercisable. (F3) Vests 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017 |