Form 4 for HTGC Hercules Capital, Inc.
Accepted 2023-01-17 00:00:00 ET · period of report 2023-01-12 · accession 0001562180-23-000451 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-01-17 | 2023-01-12+ | HTGC | Bluestein Scott | CEO | F - Tax | $13.67 | -18.7K | 1.24M | -1% | -$255.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-12 | F | D | 8,263 | $13.69 | 1,250,467 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2023. |
| 2 | Common | Common Stock | 2023-01-13 | F | D | 10,421 | $13.65 | 1,240,046 | D | — | — | (F2) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2023. |