Form 4 for EQBK EQUITY BANCSHARES INC
Accepted 2023-02-01 00:00:00 ET · period of report 2023-01-30 · accession 0001562180-23-000786 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-01 | 2023-01-30 | EQBK | Elliott Brad S | CEO, Dir | A - Grant | $0.00 | +21.5K | 109.8K | +24% | $0 |
| D | 2023-02-01 | 2023-01-30 | EQBK | Elliott Brad S | CEO, Dir | A - Grant | $0.00 | +22.6K | 22.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-30 | A | A | 8,591 | $0.00 | 122,734 | D | — | — | (F4) Represents the grant of 8,591 shares of performance-based restricted units cliff vesting at the later of January 30, 2026 or the date at which performance criteria can be confirmed, if performance criteria are met. |
| 2 | Common | Class A Common Stock | 2023-01-30 | A | A | 4,342 | $0.00 | 114,143 | D | — | — | (F3) Represents the grant of 4,342 time-based restricted units, upon grant 1,086 vest. The remaining vest in three equal installments beginning on January 30, 2024. |
| 3 | Common | Class A Common Stock | 2023-01-30 | A | A | 8,591 | $0.00 | 109,801 | D | — | — | (F1) Represents the grant of 8,591 shares of time-based restricted units vesting in three equal installments beginning on January 30, 2024. (F2) Includes the transfer of 5,154 shares from shares held directly by Brad S. Elliott into Elliott Legacy LLC. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-01-30 | A | A | 22,635 | $0.00 | 22,635 | D | $28.80 · — to 2033-01-30 | 22,635 Class A Common Stock | (F6) Upon grant 5,659 of these options vest. The remaining vest in three equal installments beginning on January 30, 2024. |