Form 4 for UNTY UNITY BANCORP INC /NJ/
Accepted 2023-02-09 00:00:00 ET · period of report 2023-02-07 · accession 0001562180-23-001155 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-09 | 2023-02-07 | UNTY | Geraci Vincent | Dir of Mortgage Lending | S - Sale+OE | $27.14 | -15.5K | 11.7K | -57% | -$420.6K |
| DM | 2023-02-09 | 2023-02-07 | UNTY | Geraci Vincent | Dir of Mortgage Lending | M - OptEx | $20.98 | +15.5K | 6,669 | New | +$325.1K |
| DM | 2023-02-09 | 2023-02-07 | UNTY | Geraci Vincent | Dir of Mortgage Lending | M - OptEx | $0.00 | -15.5K | 20.7K | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-07 | S | D | 5,000 | $27.15 | 6,669 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-07 | M | A | 5,000 | $21.30 | 11,669 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-07 | M | A | 6,000 | $19.75 | 17,669 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-07 | S | D | 4,500 | $27.10 | 2,169 | D | — | — | (F1) 2,169 shares are held in an account at Shareworks |
| 5 | Common | Common Stock | 2023-02-07 | M | A | 4,500 | $22.25 | 6,669 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-07 | S | D | 6,000 | $27.15 | 11,669 | D | — | — | |
| 7 | Derivative | Stock Option (Right to Buy) | 2023-02-07 | M | D | 5,000 | $0.00 | 15,700 | D | $21.30 · — to 2028-12-10 | 5,000 Common Stock | (F4) Vests 1,667 share(s) on 10-Dec-2019, 1,666 share(s) on 10-Dec-2020, 1,666 share(s) on 10-Dec-2021. |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-02-07 | M | D | 6,000 | $0.00 | 9,700 | D | $19.75 · — to 2028-01-02 | 6,000 Common Stock | (F6) 9,700 stock options were granted under various dates and vesting periods of which 7,200 are currently exercisable. (F5) Vests 2,000 share(s) on 02-Jan-2019, 2,000 share(s) on 02-Jan-2020, 2,000 share(s) on 02-Jan-2022. |
| 9 | Derivative | Stock Option (Right to Buy) | 2023-02-07 | M | D | 4,500 | $0.00 | 20,700 | D | $22.25 · — to 2029-12-06 | 4,500 Common Stock | (F3) Vests 1,500 share(s) on 06-Dec-2020, 1,500 share(s) on 06-Dec-2021, 1,500 share(s) on 06-Dec-2022. |