Form 4 for UNTY UNITY BANCORP INC /NJ/
Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-10 · accession 0001562180-23-001369 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-14 | 2023-02-10 | UNTY | Souders Donald E. Jr. | Dir | M - OptEx | $19.66 | +1,773 | 16.1K | +12% | +$34.9K |
| DM | 2023-02-14 | 2023-02-10 | UNTY | Souders Donald E. Jr. | Dir | S - Sale+OE | $27.00 | -1,773 | 16.0K | -10% | -$47.9K |
| DM | 2023-02-14 | 2023-02-10 | UNTY | Souders Donald E. Jr. | Dir | M - OptEx | $0.00 | -1,773 | 15.2K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-10 | M | A | 168 | $18.77 | 14,533 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-10 | S | D | 1,605 | $27.00 | 14,365 | D | — | — | (F1) 14,288 shares are held in an account at Shareworks, and 77 shares are held in additional brokeage accounts. |
| 3 | Common | Common Stock | 2023-02-10 | S | D | 168 | $27.00 | 15,970 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-10 | M | A | 1,605 | $19.75 | 16,138 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-02-10 | M | D | 168 | $0.00 | 15,027 | D | $18.77 · — to 2028-12-21 | 168 Common Stock | (F5) 15,027 stock options were granted under various dates and vesting periods of which 13,694 are currently exercisable. (F4) Vests 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021. |
| 6 | Derivative | Stock Option (Right to Buy) | 2023-02-10 | M | D | 1,605 | $0.00 | 15,195 | D | $19.75 · — to 2028-01-02 | 1,605 Common Stock | (F3) Vests 1,067 share(s) on 02-Jan-2019, 1,066 share(s) on 02-Jan-2020, 1,066 share(s) on 02-Jan-2021. |