Form 4 for UNTY UNITY BANCORP INC /NJ/
Accepted 2023-02-16 00:00:00 ET · period of report 2023-02-14 · accession 0001562180-23-001444 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-16 | 2023-02-14 | UNTY | Souders Donald E. Jr. | Dir | M - OptEx | $20.48 | +13.7K | 17.0K | +410% | +$280.4K |
| DM | 2023-02-16 | 2023-02-14 | UNTY | Souders Donald E. Jr. | Dir | S - Sale+OE | $26.54 | -13.7K | 14.4K | -49% | -$363.4K |
| DM | 2023-02-16 | 2023-02-14 | UNTY | Souders Donald E. Jr. | Dir | M - OptEx | $0.00 | -13.7K | 8,427 | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-14 | M | A | 1,595 | $19.75 | 15,960 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-14 | S | D | 1,595 | $26.61 | 14,365 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-14 | M | A | 2,832 | $18.77 | 17,197 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-14 | S | D | 2,667 | $26.56 | 14,365 | D | — | — | (F1) 14,288 shares are held in an account at Shareworks, and 77 shares are held in additional brokeage accounts. |
| 5 | Common | Common Stock | 2023-02-14 | M | A | 6,600 | $22.57 | 20,965 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-14 | S | D | 6,600 | $26.51 | 14,365 | D | — | — | |
| 7 | Common | Common Stock | 2023-02-14 | M | A | 2,667 | $17.55 | 17,032 | D | — | — | |
| 8 | Common | Common Stock | 2023-02-14 | S | D | 2,832 | $26.55 | 14,365 | D | — | — | |
| 9 | Derivative | Stock Option (Right to Buy) | 2023-02-14 | M | D | 2,667 | $0.00 | 1,333 | D | $17.55 · — to 2031-01-04 | 2,667 Common Stock | (F7) 1,333 stock options were granted under various dates and vesting periods, none are currently exercisable. (F6) Vests 1,334 share(s) on 04-Jan-2022, 1,333 share(s) on 04-Jan-2023, 1,333 share(s) on 04-Jan-2024. |
| 10 | Derivative | Stock Option (Right to Buy) | 2023-02-14 | M | D | 2,832 | $0.00 | 4,000 | D | $18.77 · — to 2028-12-21 | 2,832 Common Stock | (F5) Vests 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021. |
| 11 | Derivative | Stock Option (Right to Buy) | 2023-02-14 | M | D | 1,595 | $0.00 | 6,832 | D | $19.75 · — to 2028-01-02 | 1,595 Common Stock | (F4) Vests 1,067 share(s) on 02-Jan-2019, 1,066 share(s) on 02-Jan-2020, 1,067 share(s) on 02-Jan-2021. |
| 12 | Derivative | Stock Option (Right to Buy) | 2023-02-14 | M | D | 6,600 | $0.00 | 8,427 | D | $22.57 · — to 2030-01-02 | 6,600 Common Stock | (F3) Vests 2,200 share(s) on 02-Jan-2021, 2,200 share(s) on 02-Jan-2022, 2,200 share(s) on 02-Jan-2023. |