Form 4 for PBI PITNEY BOWES INC /DE/
Accepted 2023-02-16 00:00:00 ET · period of report 2023-02-14 · accession 0001562180-23-001448 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-16 | 2023-02-14 | PBI | Fairweather James Arthur | EVP, Chief Innovation Off | M - OptEx | $0.00 | +46.9K | 198.7K | +31% | $0 |
| D | 2023-02-16 | 2023-02-14 | PBI | Fairweather James Arthur | EVP, Chief Innovation Off | F - Tax | $0.00 | -23.1K | 175.6K | -12% | $0 |
| D | 2023-02-16 | 2023-02-14 | PBI | Fairweather James Arthur | EVP, Chief Innovation Off | A - Grant | $4.38 | +146.1K | 218.8K | +201% | +$640.0K |
| D | 2023-02-16 | 2023-02-14 | PBI | Fairweather James Arthur | EVP, Chief Innovation Off | M - OptEx | $0.00 | -23.1K | 72.7K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-14 | M | A | 46,901 | $0.00 | 198,715 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-14 | F | D | 23,123 | $0.00 | 175,592 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-02-14 | A | A | 146,119 | $4.38 | 218,838 | D | — · — to — | 146,119 Common Stock | (F1) All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits. (F4) Each unit represents a contingent right to receive one share of Pitney Bowes common stock. (F5) Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the Fourth Tuesday in February. |
| 4 | Derivative | Restricted Stock Units | 2023-02-14 | M | D | 23,123 | $0.00 | 72,719 | D | — · 2021-02-09 to — | 23,123 Common Stock | (F1) All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits. (F2) Each unit represents a contingent right to receive one share of Pitney Bowes common stock. (F3) The third vesting of the three traunches vesting. |