Form 4 for WCN Waste Connections, Inc.
Accepted 2023-02-16 00:00:00 ET · period of report 2023-02-14 · accession 0001562180-23-001461 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-16 | 2023-02-14 | WCN | LITTLE JAMES | Executive VP Engineering | M - OptEx | $0.00 | +6,708 | 31.5K | +27% | $0 |
| DM | 2023-02-16 | 2023-02-14 | WCN | LITTLE JAMES | Executive VP Engineering | F - Tax | $134.68 | -1,667 | 31.3K | -5% | -$224.5K |
| DM | 2023-02-16 | 2023-02-14 | WCN | LITTLE JAMES | Executive VP Engineering | M - OptEx | $0.00 | -6,708 | 1,075 | -86% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-02-14 | M | A | 5,633 | $0.00 | 31,843 | D | — | — | |
| 2 | Common | Common Shares | 2023-02-14 | F | D | 1,405 | $134.68 | 30,438 | D | — | — | |
| 3 | Common | Common Shares | 2023-02-14 | M | A | 1,075 | $0.00 | 31,513 | D | — | — | |
| 4 | Common | Common Shares | 2023-02-14 | F | D | 262 | $134.68 | 31,251 | D | — | — | |
| 5 | Derivative | Performance Share Units | 2023-02-14 | M | D | 5,633 | $0.00 | 0 | D | $0.00 · — to — | 5,633 Common Shares | (F2) Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 14, 2020 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2020 to December 31, 2022. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 131% of the target number of shares subject to the award. The common shares are reported on Table 1. |
| 6 | Derivative | Performance Share Units | 2023-02-14 | M | D | 1,075 | $0.00 | 1,075 | D | $0.00 · — to — | 1,075 Common Shares | (F3) Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 14, 2020 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2020. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1. |