Form 4 for SONO Sonos Inc
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001562180-23-001531 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 | 2023-02-15 | SONO | Mason Christopher Scott | Principal Accounting Off | F - Tax | $21.45 | -1,988 | 53.9K | -4% | -$42.6K |
| D | 2023-02-17 | 2023-02-15 | SONO | Mason Christopher Scott | Principal Accounting Off | M - OptEx | — | +7,281 | 55.9K | +15% | — |
| DM | 2023-02-17 | 2023-02-15 | SONO | Mason Christopher Scott | Principal Accounting Off | M - OptEx | $0.00 | -7,281 | 215.7K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | F | D | 1,988 | $21.45 | 53,945 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-15 | M | A | 7,281 | — | 55,933 | D | — | — | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. |
| 3 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 7,112 | $0.00 | 208,636 | D | — · — to — | 7,112 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F5) 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| 4 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 169 | $0.00 | 215,748 | D | — · — to — | 169 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F4) 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2021, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |