Form 4 for UBER Uber
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-16 · accession 0001562180-23-001607 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-21 | 2023-02-16 | UBER | Hazelbaker Jill | See Remarks | G - Gift | $0.00 | -2,650 | 106.0K | -2% | $0 |
| DI | 2023-02-21 | 2023-02-16 | UBER | Hazelbaker Jill | See Remarks | G - Gift | $0.00 | +2,650 | 7,702 | +52% | $0 |
| DM | 2023-02-21 | 2023-02-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | — | +14.4K | 115.5K | +14% | — |
| DM | 2023-02-21 | 2023-02-16 | UBER | Hazelbaker Jill | See Remarks | F - Tax | $36.22 | -6,819 | 114.3K | -6% | -$247.0K |
| DM | 2023-02-21 | 2023-02-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | $0.00 | -14.4K | 99.5K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-16 | G | D | 2,650 | $0.00 | 106,012 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-16 | G | A | 2,650 | $0.00 | 7,702 | I | — | — | |
| 3 | Common | Common Stock | 2023-02-16 | M | A | 4,669 | — | 110,182 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-02-16 | M | A | 1,698 | — | 105,513 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2023-02-16 | M | A | 2,688 | — | 103,815 | D Trust | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family. |
| 6 | Common | Common Stock | 2023-02-16 | F | D | 704 | $36.22 | 108,662 | D | — | — | |
| 7 | Common | Common Stock | 2023-02-16 | F | D | 1,219 | $36.22 | 109,366 | D | — | — | |
| 8 | Common | Common Stock | 2023-02-16 | F | D | 1,038 | $36.22 | 110,585 | D | — | — | |
| 9 | Common | Common Stock | 2023-02-16 | F | D | 1,989 | $36.22 | 111,623 | D | — | — | |
| 10 | Common | Common Stock | 2023-02-16 | F | D | 724 | $36.22 | 113,612 | D | — | — | |
| 11 | Common | Common Stock | 2023-02-16 | M | A | 2,437 | — | 112,619 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 12 | Common | Common Stock | 2023-02-16 | M | A | 2,862 | — | 115,481 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 13 | Common | Common Stock | 2023-02-16 | F | D | 1,145 | $36.22 | 114,336 | D | — | — | |
| 14 | Derivative | Restricted Stock Units | 2023-02-16 | M | D | 2,862 | $0.00 | 14,312 | D | — · — to — | 2,862 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F8) The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th of the total RSUs vested on July 16, 2020 and 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 15 | Derivative | Restricted Stock Units | 2023-02-16 | M | D | 2,437 | $0.00 | 31,689 | D | — · — to — | 2,437 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 16 | Derivative | Restricted Stock Units | 2023-02-16 | M | D | 4,669 | $0.00 | 79,386 | D | — · — to — | 4,669 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 17 | Derivative | Restricted Stock Units | 2023-02-16 | M | D | 1,698 | $0.00 | 42,452 | D | — · — to — | 1,698 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 18 | Derivative | Restricted Stock Units | 2023-02-16 | M | D | 2,688 | $0.00 | 99,481 | D | — · — to — | 2,688 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |